Alison Auxter serves as Lathrop GPM’s Deputy General Counsel, where she focuses on risk and loss management and managing other firm-related legal matters coordinated through the office of general counsel. She brings extensive experience from her tenure at the Commodity Futures Trading Commission (CFTC).
During her time at the CFTC, Alison served as a senior trial attorney and was involved in a wide range of enforcement matters, including insider trading and financial fraud. Her work in these matters involved investigating and litigating violations of the Commodity Exchange Act and CFTC regulations, and coordinating with the Department of Justice in parallel criminal proceedings.